ROSA FRANK JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROSA FRANK JOSEPH appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SECURITY INVESTORS, LLC | VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | TRANSAMERICA FINANCIAL ADVISORS, LLC | DIRECTOR | PHILADELPHIA, PA |