PRATT MARK DOUGLAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PRATT MARK DOUGLAS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | RBC PRIVATE COUNSEL (USA) INC. | DIRECTOR | TORONTO, ON |
| — | Form ADV | INVESTORS MARK ADVISOR, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | VOYAGEUR ASSET MANAGEMENT (MA) INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |