SMITH SUZANNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH SUZANNE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FLAHARTY ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CLEARWATER, FL |
| — | Form ADV | ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LP | HEAD OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NEW YORK, NY |