KLEFFEL KAREN L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KLEFFEL KAREN L appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NATIONAL PENN CAPITAL ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | DOYLESTOWN, PA |
| — | Form ADV | INSTITUTIONAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | WYOMISSING, PA |