MORRIS RICHARD FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MORRIS RICHARD FRANCIS appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PROSHARE ADVISORS LLC | GENERAL COUNSEL | BETHESDA, MD |
| — | Form ADV | PIONEX INVESTMENTS INC. | CCO | PRINCETON, NJ |
| — | Form ADV | WISDOMTREE ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | PROFUND ADVISORS LLC | GENERAL COUNSEL | BETHESDA, MD |
| — | Form ADV | SUSSEX SECURITIES LLC | CEO | MALVERNE, NY |