NELSON CHRISTOPHER ALLEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NELSON CHRISTOPHER ALLEN appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | KEYVANTAGE WEALTH, LLC | CHIEF COMPLIANCE OFFICER | BETHLEHEM, PA |
| — | Form ADV | BURLING WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MJP ASSOCIATES, INC. | CHIEF COMPLIANCE OFFICER | FARMINGTON, CT |
| — | Form ADV | BEARING POINT CAPITAL | CHIEF COMPLIANCE OFFICER | RICHFIELD, MN |
| — | Form ADV | RBC ALTERNATIVE ASSET MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FSI CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CLEARARC CAPITAL, INC. | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | FSI GROUP, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | VINTRIS WEALTH MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |