SWENDIMAN MATTHEW ASHLEY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWENDIMAN MATTHEW ASHLEY appears on 62 filing roles across Form ADV (62).
Showing 50 of 62 filing roles.
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UNITING WEALTH PARTNERS | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | MAGNOLIA CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | RIDGELAND, MS |
| — | Form ADV | CHRISTIAN BROTHERS INVESTMENT SERVICES, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | STRATEGIC WEALTH INVESTMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | LOUISVILLE, KY |
| — | Form ADV | WILBANKS, SMITH & THOMAS ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NORFOLK, VA |
| — | Form ADV | EDGEROCK CAPITAL LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | ORG PARTNERS LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | IDX ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | JACKSON SQUARE CAPITAL, LLC | MEMBER | SAN FRANCISCO, CA |
| — | Form ADV | ALPHASTAR CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CORNELIUS, NC |
| — | Form ADV | VERT ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | SAUSALITO, CA |
| — | Form ADV | THE NORDEN GROUP LLC | CHIEF COMPLIANCE OFFICER | PROVO, UT |
| — | Form ADV | SEVEN CANYONS ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SALT LAKE CITY, UT |
| — | Form ADV | CSENGE ADVISORY GROUP, LLC | CHIEF COMPLIANCE OFFICER | CLEARWATER, FL |
| — | Form ADV | KEEL POINT, LLC | CHIEF COMPLIANCE OFFICER | HUNTSVILLE, AL |
| — | Form ADV | GRIES FINANCIAL LLC | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | LFG WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | ELIZABETHTOWN, KY |
| — | Form ADV | REFLECTION ASSET MANAGEMENT, LLC | CCO | — |
| — | Form ADV | VISIONARY HORIZONS, LLC | CHIEF COMPLIANCE OFFICER | KNOXVILLE, TN |
| — | Form ADV | KINDRED SPIRITS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | OAKHURST CAPITAL ADVISORS, LLC | MEMBER | WASHINGTON, DC |
| — | Form ADV | WEALTH ADVISORY SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | ZIONSVILLE, IN |
| — | Form ADV | AXIOM FINANCIAL STRATEGIES GROUP, LLC | CHIEF COMPLIANCE OFFICER | NEW ALBANY, IN |
| — | Form ADV | FOUNDRY PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | CLEVELAND, OH |
| — | Form ADV | ITS ASSET MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | NORTH HAVEN, CT |
| — | Form ADV | ALPHA PRINCIPLE, LLC | GENERAL COUNSEL | ENGLEWOOD, CO |
| — | Form ADV | ALTI LLC | CCO | NEW YORK, NY |
| — | Form ADV | QUEEN CITY CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | RED CEDAR INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GRAND RAPIDS, MI |
| — | Form ADV | LS BDC ADVISER, LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | PLATFORM TECHNOLOGY PARTNERS LLC | CHIEF COMPLIANCE OFFICER | LOCUST VALLEY, NY |
| — | Form ADV | MATISSE CAPITAL | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | MORSE CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | RICHMOND, VA |
| — | Form ADV | HORSE COVE PARTNERS LLC | CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | F/M INVESTMENTS LLC | MANAGING MEMBER | WASHINGTON, DC |
| — | Form ADV | WINNING POINTS ADVISORS, L.L.C. | CCO | BOCA RATON, FL |
| — | Form ADV | JOHN D. DOVICH & ASSOCIATES, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | THE RETIREMENT CORPORATION OF AMERICA | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | INDEPENDENT PORTFOLIO CONSULTANTS, INC. | CHIEF COMPLIANCE OFFICER | BOCA RATON, FL |
| — | Form ADV | PENSION PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | KNELMAN ASSET MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | CLEARARC CAPITAL, INC. | CHIEF LEGAL OFFICER; SECRETARY | CINCINNATI, OH |
| — | Form ADV | TECTONIC MGMT, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | COGNIOS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | LEAWOOD, KS |
| — | Form ADV | LAFAYETTE ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NORFOLK, VA |
| — | Form ADV | BLUE SHORES CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | BOCA RATON, FL |
| — | Form ADV | 1OAK LIQUID ALTERNATIVES LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | FIRST CAPITAL ADVISORS GROUP, LLC | CHIEF COMPLIANCE OFFICER | BLUE BELL, PA |
| — | Form ADV | IPC PRIVATE WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | BOCA RATON, FL |
| — | Form ADV | EUDAIMONIA PARTNERS, LLC | MEMBER | WINCHESTER, TN |