FALLON PATRICIA BARBARA

FALLON PATRICIA BARBARA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FALLON PATRICIA BARBARA appears on 3 filing roles across Form ADV (3).

Registered advisers

Filings (3)

FiledSourceEntityRoleLocation
Form ADVNINEPEAKS CAPITAL MANAGEMENT LPCHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVTRISUN ASSET MANAGEMENT, LLCCFO/CCONEW YORK, NY
Form ADVLASCAUX RESOURCE CAPITAL, LLCCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICERSTAMFORD, CT

More