SHIVER MAI appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHIVER MAI appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC | CHIEF COMPLIANCE OFFICER | JERSEY CITY, NJ |
| — | Form ADV | ALLSPRING GLOBAL INVESTMENTS, LLC | DIRECTOR & CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | METROPOLITAN WEST CAPITAL MANAGEMENT, LLC | DIRECTOR & CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | SUTTER ADVISORS LLC | DIRECTOR, BUSINESS RISK MANAGEMENT & CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | WELLS FARGO BANK, N.A. | CHIEF COMPLIANCE OFFICER | N/A |