NORTON KAREN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NORTON KAREN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALLSPRING GLOBAL INVESTMENTS, LLC | CHIEF OPERATIONS OFFICER | CHARLOTTE, NC |
| — | Form ADV | METROPOLITAN WEST CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | WELLS FARGO BANK, N.A. | CHIEF COMPLIANCE OFFICER | N/A |