DUFFY JAMES PATRICK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY JAMES PATRICK appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | VANGUARD ADVISERS, INC. | PRINCIPAL | MALVERN, PA |
| — | Form ADV | STEELE CREEK INVESTMENT MANAGEMENT LLC | CHIEF INVESTMENT OFFICER | CHARLOTTE, NC |
| — | Form ADV | CELLO CAPITAL MANAGEMENT, LP | LIMITED PARTNER, HEAD OF BUSINESS DEVELOPMENT | NEW YORK, NY |
| — | Form ADV | BNY INVESTMENT CENTER INC. | OSJ PRINCIPAL | NEW YORK, NY |
| — | Form ADV | BEARING ASSET MANAGEMENT | PRINCIPAL | — |
| — | Form ADV | PCE INVESTORS LIMITED | SHAREHOLDER | LONDON |
| — | Form ADV | SOURCE CAPITAL GROUP, INC. | CHIEF COMPLIANCE OFFICER | WESTPORT, CT |