UNGER JOHN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. UNGER JOHN THOMAS appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SANDERS MORRIS LLC | GENERAL COUNSEL | HOUSTON, TX |
| — | Form ADV | SMH CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | SOF MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |