PLUMMER SCOTT ROANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PLUMMER SCOTT ROANE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER, HEAD OF GLOBAL ASSET MANAGEMENT LEGAL AND ASSISTANT SECRETARY | BOSTON, MA |
| — | Form ADV | U.S. BANCORP ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | J. & W. SELIGMAN & CO. INCORPORATED | CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | FORTIS ADVISERS, INC | VICE PRESIDENT, ASSOCICATE GENERAL COUNSEL, ASSISTANT SECRETARY | WOODBURY, MN |