STAPLETON PHILIP CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. STAPLETON PHILIP CHARLES appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CATALYST INVESTMENT MANAGEMENT CO LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CONIFER SECURITIES LLC | MGR/MBR, CEO, COO | SAN FRANCISCO, CA |
| — | Form ADV | WILK MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |