SPURGEON RICHARD DEAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SPURGEON RICHARD DEAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARINER INSTITUTIONAL, LLC | CHIEF COMPLIANCE OFFICER | WINTER PARK, FL |
| — | Form ADV | PENNANT MANAGEMENT INC | SENIOR VICE PRESIDENT | MILWAUKEE, WI |