MULLIN MARY ANNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MULLIN MARY ANNE appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DWS INVESTMENT MANAGEMENT AMERICAS, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GENERAL MOTORS INVESTMENT MANAGEMENT CORPORATION | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | DB INVESTMENT MANAGERS, INC | VICE PRESIDENT & COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | DEUTSCHE ASSET MANAGEMENT INC | COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BOFA ADVISORS, LLC | VARIOUS TO CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | COLONIAL ADVISORY SERVICES INC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | COLUMBIA MANAGEMENT ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | BACAP ADVISORY PARTNERS, LLC | COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | BACAP DISTRIBUTORS, LLC | COMPLIANCE OFFICER-INVESTMENT ADVISER | CHARLOTTE, NC |