THOMPSON ROGER MARTIN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMPSON ROGER MARTIN JAMES appears on 14 filing roles across Form ADV (14).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MADISON AVENUE SECURITIES, LLC | TRUSTEE AND LLC MEMBER | SAN DIEGO, CA |
| — | Form ADV | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | DIRECTOR | LONDON |
| — | Form ADV | AE WEALTH MANAGEMENT, LLC | TRUSTEE | TOPEKA, KS |
| — | Form ADV | PENFUND PRIME MANAGEMENT LTD | SHAREHOLDER - COMMON SHARES | TORONTO, ONTARIO |
| — | Form ADV | PENFUND MANAGEMENT LIMITED | SHAREHOLDER-COMMON STOCK | TORONTO |
| — | Form ADV | FIRST SENTIER INVESTORS (SINGAPORE) | DIRECTOR OF FSIS | SINGAPORE |
| — | Form ADV | SOUTHEASTERN ASSET MANAGEMENT INC. | DIRECTOR | MEMPHIS, TN |
| — | Form ADV | ELECTRANET CAPITAL, LP | LIMITED PARTNER | SAN FRANCISCO, CA |
| — | Form ADV | JPMORGAN ASSET MANAGEMENT (LONDON) LIMITED | DIRECTOR | LONDON |
| — | Form ADV | RESIDENTIAL CAPITAL MANAGEMENT, LLC | DIRECTOR | BELLEVUE, WA |
| — | Form ADV | NEWSMITH ASSET MANAGEMENT LLP | MEMBER | LONDON |
| — | Form ADV | HENDERSON GLOBAL INVESTORS LIMITED | DIRECTOR | LONDON |
| — | Form ADV | HENDERSON EQUITY PARTNERS LIMITED | DIRECTOR | LONDON |
| — | Form ADV | JOCASSEE QUANTITATIVE, LLC | MANAGING MEMBER & PORTFOLIO MANAGER | CHARLOTTESVILLE, VA |