BROWN DENNIS JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BROWN DENNIS JOHN appears on 18 filing roles across Form ADV (18).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MARTIN CURRIE INC | CHIEF COMPLIANCE OFFICER | EDINBURGH |
| — | Form ADV | FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED | CHIEF COMPLIANCE OFFICER | EDINBURGH |
| — | Form ADV | UBS FINANCIAL SERVICES INC. | DIRECTOR, MEMBER OF THE UBS AG WEALTH MANAGEMENT AMERICAS EXECUTIVE COMMITTEE | WEEHAWKEN, NJ |
| — | Form ADV | EQUITAS AMERICA, LLC | OWNER | FARMINGTON HILLS, MI |
| — | Form ADV | EDINBURGH PARTNERS LIMITED | CHIEF COMPLIANCE OFFICER | EDINBURGH, MIDLOTHIAN |
| — | Form ADV | INVESTEC ASSET MANAGEMENT US LTD. | INTERNATIONAL SALES MANAGER | LONDON |
| — | Form ADV | REXITER CAPITAL MANAGEMENT LIMITED | DIRECTOR | LONDON |
| — | Form ADV | STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | ROSFP | PORTLAND, OR |
| — | Form ADV | STATE STREET GLOBAL ADVISORS LIMITED | CHAIRMAN | LONDON |
| — | Form ADV | TREMONT PARTNERS INC | SEN. V.P. AND CHIEF FINANCIAL OFFICER | RYE, NY |
| — | Form ADV | SSARIS ADVISORS LLC | DIRECTOR | WILTON, CT |
| — | Form ADV | IZARA CAPITAL MANAGEMENT, LLC | CFO/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AMERICAN GENERAL ASSET MANAGEMENT CORP | CHIEF FINANCIAL OFFICER | BOSTON, MA |
| — | Form ADV | IWILLGROW, LLC | CHIEF OPERATING OFFICER | ATLANTA, GA |
| — | Form ADV | EDINBURGH PARTNERS NORTH AMERICA, INC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | CENTRAL WEALTH, LLC | PRESIDENT | SIOUX CITY, IA |
| — | Form ADV | ULTRA CAPITAL, LLC | DIRECT OWNER | SAN FRANCISCO, CA |