DALY CHARLES JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DALY CHARLES JAMES appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RIVER PARTNERS CAPITAL MANAGEMENT, LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MERK INVESTMENTS LLC | CHIEF COMPLIANCE OFFICER | PALO ALTO, CA |
| — | Form ADV | OPEN DOOR INVESTMENT MANAGEMENT LTD. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | IRONWOOD INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | BRIARWOOD CHASE MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MB INVESTMENT PARTNERS, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BREITHORN CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPEN DOOR CAPITAL ADVISORS (US), LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | LOANCORE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | GREENWICH, CT |
| — | Form ADV | BRIGHTSTONE INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LUCHA CAPITAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | TAX EQUITY ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | WASHINGTON, DC |