BENNETT PEGGY ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BENNETT PEGGY ANN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NATIONWIDE SECURITIES, LLC | COMPLIANCE DIRECTOR | COLUMBUS, OH |
| — | Form ADV | ONEAMERICA SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |
| — | Form ADV | WOOD ASSET MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | SARASOTA, FL |
| — | Form ADV | SOVEREIGN HOLDINGS LLC | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |