BAUM MARC LEWIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAUM MARC LEWIS appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SERENGETI ASSET MANAGEMENT LP | GENERAL COUNSEL/CHIEF ADMINISTRATIVE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | AB CUSTOM ALTERNATIVE SOLUTIONS LLC | CHIEF COMPLIANCE OFFICER | NASHVILLE, TN |
| — | Form ADV | AETOS ALTERNATIVES MANAGEMENT, L.P. | CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | OFFIT CAPITAL | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RCG STARBOARD ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RAMIUS ASIA LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | COWEN INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | COWEN ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RAMIUS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RAMIUS SECURITIES, L.L.C. | GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | RCG ARDIS CAPITAL LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | PACIFIC ROAD CAPITAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |