HADDOCK BETH ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HADDOCK BETH ANN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | MANAGING DIRECTOR-REGULATORY STRATEGY AND DEVELOPMENTS | NEW YORK, NY |