HARTMANN JAMES ANTHONY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HARTMANN JAMES ANTHONY appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STRATEGIC VALUE PARTNERS, LLC | GENERAL COUNSEL | GREENWICH, CT |
| — | Form ADV | CCAVENTUS ASSET MANAGEMENT LP | CCO | NEW YORK, NY |
| — | Form ADV | SOMA CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | DSI INTERNATIONAL MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | UBS HEDGE FUND SOLUTIONS LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | UBS OCONNOR LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | ZERO GRAVITY CAPITAL MANAGEMENT LLC | CEO | SAN FRANCISCO, CA |