FLEMMING DONNA JEAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLEMMING DONNA JEAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SPENCER EDWARDS INVESTMENTS LLC | COMPLIANCE OFFICER, SECRETARY/VICE PRESIDENT OF ADMINISTRATION & PORTFOLIO ADMINISTRATION | GREENWOOD VILLAGE, CO |
| — | Form ADV | ALTIS ADVISORS, INC. | SECRETARY/VICE PRESIDENT OF ADMINISTRATION & PORTFOLIO ADMINISTRATION | GREENWOOD VILLAGE, CO |