STOCK BARBARA ANN

STOCK BARBARA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. STOCK BARBARA ANN appears on 5 filing roles across Form ADV (5).

Registered advisers

Filings (5)

FiledSourceEntityRoleLocation
Form ADVVANGUARD GROUP (IRELAND) LIMITEDCEO AND EXECUTIVE DIRECTORDUBLIN
Form ADVFIL INVESTMENTS (JAPAN) LIMITEDDIRECTORTOKYO
Form ADVFIL INVESTMENT ADVISORS (UK) LTD.CHIEF COMPLIANCE OFFICER, EXECUTIVE DIRECTOR, HEAD OF GLOBAL OVERSIGHTTADWORTH, SURREY
Form ADVFIL INVESTMENT ADVISORSCHIEF COMPLIANCE OFFICERPEMBROKE
Form ADVFIDELITY GESTIONHEAD OF GLOBAL OVERSIGHT, CHIEF COMPLIANCE OFFICERPARIS

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