GALLO PHILIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GALLO PHILIP appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISORY BUSINESSES | NEW YORK, NY |
| — | Form ADV | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | INVESTMENT COMPANY CAPITAL CORP. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |