RICE JOSEPH JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RICE JOSEPH JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLS FARGO ADVISORS | MANAGER | ST. LOUIS, MO |
| — | Form ADV | RJP INVESTMENT ADVISORS, LLP | VICE PRESIDENT | INDIANAPOLIS, IN |
| — | Form ADV | INVESTMENT COMPANY CAPITAL CORP. | ASSISTANT TREASURER | NEW YORK, NY |
| — | Form ADV | PRUDENTIAL EQUITY GROUP, INC. | EXECUTIVE VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | STABLE FUNDS LLC | DIRECTOR OF OPERATIONS | LAS VEGAS, NV |