JONES THOMAS D appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JONES THOMAS D appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HSBC SECURITIES (USA) INC. | CHIEF OPERATING OFFICER/DIRECTOR | NEW YORK, NY |
| — | Form ADV | BLACKROCK INVESTMENT MANAGEMENT, LLC | COMPLIANCE DIRECTOR | PRINCETON, NJ |
| — | Form ADV | FRANKLIN TEMPLETON INSTITUTIONAL, LLC | PRESIDENT | NEW YORK, NY |
| — | Form ADV | SEI INVESTMENTS MANAGEMENT CORP | CHIEF COMPLIANCE OFFICER | OAKS, PA |
| — | Form ADV | MERRILL LYNCH INVESTMENT MANAGERS LP | CHIEF COMPLIANCE OFFICER | PLAINSBORO, NJ |
| — | Form ADV | FUND ASSET MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | PLAINSBORO, NJ |
| — | Form ADV | FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC. | DIRECTOR | SAN MATEO, CA |
| — | Form ADV | MERRILL LYNCH ASSET MANAGEMENT UK LIMITED | COMPLIANCE DIRECTOR - U.S. | LONDON |
| — | Form ADV | KCPAG FINANCIAL ADVISORS LLC | BOARD MEMBER | ROBINSON, IL |
| — | Form ADV | SEI INVESTMENTS MANAGEMENT CORPORATION II | CHIEF COMPLIANCE OFFICER | OAKS, PA |