HARTER THOMAS LOWELL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HARTER THOMAS LOWELL appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LIZARD INVESTORS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | SQN VENTURE PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | CHARLESTON, SC |
| — | Form ADV | TRANSPOSE PLATFORM MANAGEMENT, LLC | CCO | HOUSTON, TX |
| — | Form ADV | DRIVEADVISORY, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |