HALFENGER ALAN KENT JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HALFENGER ALAN KENT JR appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CHASE INVESTMENT SERVICES CORP. | CHIEF COMPLIANCE OFFICER, CROP | CHICAGO, IL |
| — | Form ADV | J. P. MORGAN SECURITIES INC. | CROP | NEW YORK, NY |
| — | Form ADV | BANC ONE SECURITIES CORPORATION | CHIEF COMPLIANCE OFFICER, CROP | NEW YORK, NY |