PUTNAM JAMES STEVEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PUTNAM JAMES STEVEN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | MANAGING DIRECTOR | FORT MILL, SC |
| — | Form ADV | INDEPENDENT ADVISERS GROUP CORP | MANAGING DIRECTOR, NATIONAL SALES | BOSTON, MA |