JAY GEORGE RICHARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. JAY GEORGE RICHARD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARTFORD INVESTMENT FINANCIAL SERVICES, LLC | CHIEF BROKER-DEALER COMPLIANCE OFFICER | SIMSBURY, CT |
| — | Form ADV | HL INVESTMENT ADVISORS, LLC | CONTROLLER | SIMSBURY, CT |