HALEN HOWARD THOMAS

HALEN HOWARD THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HALEN HOWARD THOMAS appears on 2 filing roles across Form ADV (2).

Registered advisers

Filings (2)

FiledSourceEntityRoleLocation
—Form ADVGOLDEN GATE FINANCIAL GROUP, LLCPRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICERSAN FRANCISCO, CA
—Form ADVGOLDEN GATE FINANCIAL GROUP, LLCPRESIDENT/MANAGER/CHIEF COMPLIANCE OFFICERSAN FRANCISCO, CA

More