DUFFY KEVIN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY KEVIN THOMAS appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER INVESTMENT MANAGEMENT LLC | INTERIM CCO | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | INTERIM CCO | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ASSET MANAGEMENT | INTERIM CCO | NEW YORK, NY |
| — | Form ADV | FOREST INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | OLD GREENWICH, CT |
| — | Form ADV | ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC | INTERIM CCO | NEW YORK, NY |
| — | Form ADV | CIPHER CAPITAL LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |