OCONNOR DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OCONNOR DAVID appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST EAGLE ALTERNATIVE CREDIT, LLC | HEAD OF LEGAL, COMPLIANCE, SENIOR VICE PRESIDENT & CHIEF LEGAL OFFICER | BOSTON, MA |
| — | Form ADV | FIRST EAGLE INVESTMENT MANAGEMENT, LLC | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC | GENERAL COUNSEL, SENIOR VICE PRESIDENT | NEW YORK, NY |
| — | Form ADV | NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST | CHIEF LEGAL OFFICER/DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | MACQUARIE CAPITAL INVESTMENT MANAGEMENT LLC | DIRECTOR | NY, NY |
| — | Form ADV | FOUR CORNERS CAPITAL MANAGEMENT, LLC | SENIOR VICE PRESIDENT/STRATEGIC INVESTMENT RELATIONSHIPS AND INITIATIVES/GENERAL COUNSEL, DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | NEWSTAR CAPITAL LLC | SECRETARY AND GENERAL COUNSEL | BOSTON, MA |
| — | Form ADV | DELAWARE CAPITAL MANAGEMENT ADVISERS, INC | SVP/STRATEGIC BUSINESS RELATIONSHIPS AND INITIATIVES/GENERAL COUNSEL/DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | RETIREMENT FINANCIAL SERVICES, INC. | SVP / STRATEGIC INVESTMENT RELATIONSHIPS AND INITIATIVES / GENERAL COUNSEL / DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | FIRST EAGLE ALTERNATIVE CREDIT SLS, LLC | HEAD OF LEGAL & COMPLIANCE, SVP & CHIEF LEGAL OFFICER | CHICAGO, IL |
| — | Form ADV | FIRST EAGLE PRIVATE CREDIT, LLC | SECRETARY AND GENERAL COUNSEL | BOSTON, MA |
| — | Form ADV | DELAWARE INVESTMENTS ADVISORY SERVICES | CHIEF LEGAL OFFICER/DIRECTOR | PHILADELPHIA, PA |