HOLMES DOUGLAS JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOLMES DOUGLAS JOHN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARBOUR INVESTMENTS, INC. | VICE PRESIDENT CORPORATE DEVELOPEMENT | MADISON, WI |
| — | Form ADV | FOUNDRY PARTNERS, LLC | PARTNER, PORTFOLIO MANAGER | CLEVELAND, OH |
| — | Form ADV | COWEN PRIME SERVICES LLC | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | NEW YORK, NY |
| — | Form ADV | COWEN PRIME ADVISORS LLC | CHIEF OPERATINGOFFICER AND PRINCIPALOPERATIONS OFFICER | NEW YORK, NY |