PRESTON DOUGLAS G appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PRESTON DOUGLAS G appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHIEF COMPLIANCE OFFICER - BROADCORT DIVISION | NEW YORK, NY |
| — | Form ADV | WHITE RIDGE INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BANC OF AMERICA SECURITIES LLC | CHIEF COMPLIANCE OFFICER-REGISTERED INVESTMENT ADVISOR | NEW YORK, NY |