AULETTA SUZANNE ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. AULETTA SUZANNE ELIZABETH appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RAYMOND JAMES & ASSOCIATES, INC. | DIRECTOR | ST. PETERSBURG, FL |
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NEW YORK, NY |
| — | Form ADV | LPL FINANCIAL LLC | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKERAGE | FORT MILL, SC |
| — | Form ADV | FORTIGENT, LLC | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | FORT MILL, SC |
| — | Form ADV | INDEPENDENT ADVISERS GROUP CORP | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | BOSTON, MA |