RAWLINGS TOM WAYNE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RAWLINGS TOM WAYNE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MAPLE CAPITAL MANAGEMENT, INC. | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | MONTPELIER, VT |
| — | Form ADV | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | DIRECTOR OF TRADING IMPLEMENTATION | STAMFORD, CT |
| — | Form ADV | ROTHSCHILD & CO ASSET MANAGEMENT US INC. | MANAGING DIRECTOR | STAMFORD, CT |
| — | Form ADV | ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC | MANAGER | RYE BROOK, NY |