THOMAS BRANDON ROCKWELL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMAS BRANDON ROCKWELL appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | QRG CAPITAL MANAGEMENT, INC. | CO-CHIEF INVESTMENT OFFICER /MANAGING DIRECTOR | BERWYN, PA |
| — | Form ADV | ENVESTNET RETIREMENT SOLUTIONS, LLC | CO-CIO/MANAGING DIRECTOR | BERWYN, PA |
| — | Form ADV | ENVESTNET PORTFOLIO SOLUTIONS, INC. | CO-CIO | BERWYN, PA |
| — | Form ADV | ENVESTNET ASSET MANAGEMENT, INC. | VICE PRESIDENT, CHIEF INVESTMENT OFFICER MANAGING DIRECTOR AND SECRETARY | BERWYN, PA |
| — | Form ADV | FDX ADVISORS, INC. | CO-CHIEF INVESTMENT OFFICER | BERWYN, PA |
| — | Form ADV | SIGMA ASSET MANAGEMENT, L.L.C. | PRESIDENT | CHICAGO, IL |
| — | Form ADV | PORTFOLIO MANAGEMENT CONSULTANTS, INC. | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR | DENVER, CO |
| — | Form ADV | OBERON FINANCIAL TECHNOLOGY, INC. | CHIEF INVESTMENT OFFICER/MANAGING DIRECTOR | SUNNYVALE, CA |
| — | Form ADV | ENVESTNET EMBEDDED ADVISORY, INC. | CO-CIO | CHICAGO, IL |