LUMBERG JAMES WINFIELD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LUMBERG JAMES WINFIELD appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOUTHCOL ADVISORS, LLC | FOUNDER AND PRINCIPAL | NAPLES, FL |
| — | Form ADV | ENVESTNET ASSET MANAGEMENT, INC. | VICE PRESIDENT AND MANAGING DIRECTOR | BERWYN, PA |