ALVIN GEORGE LUIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ALVIN GEORGE LUIS appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ENVESTNET ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | BERWYN, PA |
| — | Form ADV | SIGMA ASSET MANAGEMENT, L.L.C. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | PORTFOLIO MANAGEMENT CONSULTANTS, INC. | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | OBERON FINANCIAL TECHNOLOGY, INC. | CHIEF COMPLIANCE OFFICER | SUNNYVALE, CA |
| — | Form ADV | NETASSETMANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |