APPLEGATE BRIAN THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. APPLEGATE BRIAN THOMAS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HIGHMARK CAPITAL MANAGEMENT, INC. | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | CAPITAL ONE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | MCLEAN, VA |