KAPLAN MARTIN BARRY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN MARTIN BARRY appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ASCENSUS INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER AND SECRETARY | NEEDHAM, MA |
| — | Form ADV | NEWPORT GROUP CONSULTING, LLC | CHIEF COMPLIANCE OFFICER | LAKE MARY, FL |
| — | Form ADV | MESIROW ADVANCED STRATEGIES INC | CHAIRMAN | CHICAGO, IL |
| — | Form ADV | NEWPORT GROUP SECURITIES, INC. | CCO | LAKE MARY, FL |
| — | Form ADV | VF INVESTMENT SERVICES CORP. | CHIEF COMPLIANCE OFFICER | HORSHAM, PA |