CHAN KWAI YUN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHAN KWAI YUN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HSBC SECURITIES (USA) INC. | SROP | NEW YORK, NY |
| — | Form ADV | HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | CHIEF COMPLIANCE OFFICER | HONG KONG |
| — | Form ADV | JF INTERNATIONAL MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER/EXECUTIVE DIRECTOR | HONG KONG |