COMMANDER MARK THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. COMMANDER MARK THOMAS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC CAPITAL MARKETS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SG AMERICAS SECURITIES, LLC | CCO | NEW YORK, NY |
| — | Form ADV | INSTINET CORPORATION | SENIOR VICE PRESIDENT, DIRECTOR OF GLOBAL COMPLIANCE, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SG COWEN SECURITIES CORPORATION | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |