FINN KEVIN FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FINN KEVIN FRANCIS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | VICE PRESIDENT | OMAHA, NE |
| — | Form ADV | TRADEWISE ADVISORS, INC. | DIRECTOR | CHICAGO, IL |