DUFFY JAMES RAYMOND JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY JAMES RAYMOND JR appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | IA-CCO | NEW YORK, NY |
| — | Form ADV | SUNSET FINANCIAL SERVICES, INC. | DIRECTOR | KANSAS CITY, MO |
| — | Form ADV | GRANITE SECURITIES, LLC | SHAREHOLDER` | WOODBURY, NY |