KAPLAN RICHARD E appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN RICHARD E appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LEGACY ASSET MANAGEMENT, INC. | PARTNER | HOUSTON, TX |
| — | Form ADV | CIBC WORLD MARKETS CORP. | MANAGING DIRECTOR, GENERAL COUNSEL | NEW YORK, NY |