ALEWINE THERESA SETO appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ALEWINE THERESA SETO appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | PIPER SANDLER & CO. | CROP | MINNEAPOLIS, MN |
| — | Form ADV | RBC ALTERNATIVE ASSET MANAGEMENT INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |